Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (31 Jan 2025 to 31 Oct 2025)
- SMF4 Chief Risk (10 Sep 2024 to 8 Apr 2026)
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- SMF3 Executive Director (19 May 2023 to 15 Nov 2023)
- [FCA CF] Significant management (4 Jan 2022 to 31 May 2023)
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- SMF4 Chief Risk (11 Feb 2021 to 23 Jul 2021)
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- SMF4 Chief Risk (11 Feb 2021 to 23 Jul 2021)
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- SMF4 Chief Risk (11 Feb 2021 to 23 Jul 2021)
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- CF10 Compliance Oversight (8 Nov 2016 to 16 Dec 2017)
- CF11 Money Laundering Reporting (8 Nov 2016 to 16 Dec 2017)
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- CF11 Money Laundering Reporting (19 Jul 2013 to 4 Feb 2015)
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- CF28 Systems and controls (19 Jun 2012 to 25 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.