Date authorised
1 April 2013
Companies House
02305213
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +448003681833
  • Complaints Contact

    10th Floor
    40 Leadenhall Street
    London
    EC3A 2BJ
    UNITED KINGDOM
    Phone
    +448003681833

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 2 limitations
    • · The firm, in carrying on the regulated activity, is limited to entering into transactions in a mannner which (a) if the firm were an unauthorised person, would come within article 16 of the RAO, or (b) if entering into a regulated mortgage contract as a lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Klaus Hasselberg

    IRN AKH01043

    • CF2 Non Executive Director (9 Sep 2009 to 3 Sep 2010)
  • Alistair James Jeffery

    IRN AJJ01103

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 May 2023)
    • CF2 Non Executive Director (29 Jun 2015 to 8 Dec 2019)
  • Alston Robert Marshall

    IRN ARM01106

    • CF2 Non Executive Director (1 Jun 2006 to 22 Nov 2006)
  • Andrew James Voss

    IRN AJV01068

    • SMF3 Executive Director (9 Dec 2019 to 1 Aug 2022)
    • Responsible for Insurance Mediation (2 Mar 2017 to 30 Jun 2017)
    • CF1 Director (3 Aug 2015 to 8 Dec 2019)
  • Andrew John Cumming

    IRN AJC01352

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 31 May 2023)
    • CF2 Non Executive Director (17 Mar 2015 to 8 Dec 2019)
  • Andrew Peter Davies

    IRN APD01151

    • [FCA CF] Significant management (4 Jan 2022 to 6 Jun 2024)
    • SMF3 Executive Director (8 Jan 2020 to 30 Sep 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jun 2024)
    • CF11 Money Laundering Reporting (1 Nov 2013 to 8 Dec 2019)
  • Bryan Ross Wickware

    IRN BXW01145

    • Responsible for Insurance Mediation (2 Sep 2010 to 29 May 2012)
    • CF1 Director (1 Jun 2006 to 29 May 2012)
  • Cheryl Hannon

    IRN CXH00781

    • SMF16 Compliance Oversight (since 26 Sep 2025)
    • [FCA CF] Significant management (4 Jun 2025 to 26 Sep 2025)
  • Claire Duncan

    IRN CXD00462

    • [FCA CF] Significant management (23 Jun 2025 to 31 Jan 2026)
  • David Hood

    IRN DXH00691

    • [FCA CF] Significant management (22 May 2025 to 31 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.