Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 14 Jul 2021)
    • CF1 Director (AR) (since 22 Jun 2021)
    • CF30 Customer (since 22 Jun 2021)
    • (1)Employed By (since 22 Jun 2021)
  • Winnell Douglas Limited (no longer approved here)

    FRN 997454

    • Employed By (25 Feb 2026 to 25 Feb 2026)
  • ValidPath Financial Limited (no longer approved here)

    FRN 836465

    • Appointed representative dealing with clients for which they require qualification (19 Jul 2023 to 25 Feb 2026)
    • CF1 Director (AR) (9 Jun 2023 to 25 Feb 2026)
    • CF30 Customer (9 Jun 2023 to 25 Feb 2026)
  • AOJV1 Limited (no longer approved here)

    FRN 992395

    • Employed By (27 Feb 2023 to 28 Mar 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (18 May 2020 to 7 Apr 2021)
    • [FCA CF] Functions requiring qualifications (18 May 2020 to 7 Apr 2021)
    • CF30 Customer (7 Jun 2019 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (7 Feb 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.