Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Service Financial Limited
FRN 479175
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 9 Jul 2024)
- [FCA CF] Functions requiring qualifications (since 9 Jul 2024)
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- [FCA CF] Client dealing (20 Jun 2023 to 5 Jul 2024)
- [FCA CF] Functions requiring qualifications (20 Jun 2023 to 5 Jul 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.