Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 25 Jul 2016)
    • [FCA CF] Functions requiring qualifications (25 Jul 2016 to 25 Oct 2020)
    • CF30 Customer (21 Feb 2008 to 20 Sep 2012)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.