Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 4 Jan 2021)
    • [FCA CF] Significant management (since 4 Jan 2021)
    • SMF1 Chief Executive (since 27 Jul 2020)
    • SMF3 Executive Director (since 27 Jul 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (26 Sep 2008 to 13 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.