Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 10 Dec 2025)
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2025)
    • [FCA CF] Material risk taker (since 10 Dec 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Functions requiring qualifications (3 Jun 2020 to 11 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

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