Vanessa Harrison

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 20 Mar 2023)
    • CF30 Customer (since 27 Jan 2023)
    • CF1 Director (AR) (since 27 Jan 2023)
    • [FCA CF] Client dealing (since 29 Nov 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Mar 2023)
    • CF1 Director (AR) (7 Dec 2015 to 14 Mar 2023)
    • CF30 Customer (7 Dec 2015 to 14 Mar 2023)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (7 Dec 2015 to 14 Mar 2023)
  • Vanessa Harrison Wealth Management Ltd (no longer approved here)

    FRN 726145

    • Employed By (7 Dec 2015 to 14 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (23 Apr 2013 to 19 Nov 2015)
  • Castlerock Wealth Management (no longer approved here)

    FRN 475496

    • Employed By (23 Apr 2013 to 19 Nov 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.