Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2024)
  • Age Partnership Limited (no longer approved here)

    FRN 425432

    • [FCA CF] Functions requiring qualifications (17 Oct 2022 to 28 Feb 2023)
  • Sheila Tarr Limited (no longer approved here)

    FRN 439720

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2022)
    • CF30 Customer (12 Oct 2011 to 10 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.