Van Sheldon Greaves

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Feb 2026)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2026)
  • NBL Financial Management Limited

    FRN 223936

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Manager of certification employee (since 5 Apr 2023)
    • SMF3 Executive Director (since 5 Aug 2022)
    • [FCA CF] Client dealing (since 1 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2022)
  • Abacus Money Management Limited

    FRN 610239

    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • [FCA CF] Functions requiring qualifications (since 5 Aug 2022)
    • SMF3 Executive Director (since 5 Aug 2022)
    • [FCA CF] Client dealing (since 5 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (9 Jan 2021 to 4 Aug 2022)
  • Crown Wealth Ltd (no longer approved here)

    FRN 493766

    • Employed By (11 Oct 2021 to 30 Dec 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Dec 2021)
    • CF1 Director (AR) (2 Sep 2011 to 7 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2021)
    • CF7 Sole Trader (AR) (30 Nov 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.