VALERIE Evans

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sanlam Investments UK Limited

    FRN 459237

    • [FCA CF] Material risk taker (since 13 Oct 2022)
    • [FCA CF] Manager of certification employee (since 13 Oct 2022)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (15 Jun 2021 to 13 Jul 2022)
    • CF11 Money Laundering Reporting (28 Feb 2011 to 1 Oct 2016)
    • CF10 Compliance Oversight (28 Feb 2011 to 20 Mar 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Aug 2007 to 31 Oct 2007)
    • CF26 Customer Trading (13 Aug 2007 to 31 Oct 2007)
  • IAM INVEST Ltd (no longer approved here)

    FRN 220908

    • CF27 Investment Management (15 Jun 2005 to 31 Jul 2007)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF26 Customer Trading (1 Dec 2001 to 31 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.