Usman Naeem

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Helford Capital Partners LLP
FRN 584485
- CF30 Customer (since 28 Feb 2024)
- CF1 Director (AR) (since 28 Feb 2024)
Coinbase Institutional (UK) Limited
FRN 1003842
- Employed By (since 28 Feb 2024)
Goldman Sachs International Bank (no longer approved here)
FRN 124659
- [PRA CF] Significant risk taker or Material risk taker (1 Jan 2020 to 30 Jun 2022)
- [FCA CF] Client dealing (7 Mar 2016 to 27 Sep 2022)
- CF30 Customer (26 Jun 2014 to 6 Mar 2016)
Goldman Sachs Bank USA (no longer approved here)
FRN 582328
- CF30 Customer (26 Jun 2014 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.