Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (29 May 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 May 2009 to 8 Dec 2019)
    • CF4 Partner (29 May 2009 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 1 Jun 2009)
    • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.