Date authorised
1 April 2013
Companies House
OC342110
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 The Green
    london
    Richmond
    TW9 1PL
    UNITED KINGDOM
    Phone
    +4402070369600
  • Complaints Contact

    8 The Green
    london
    Richmond
    TW9 1PL
    UNITED KINGDOM
    Phone
    +4402070369600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alberto Pisanti

    IRN AXP01673

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (29 May 2009 to 8 Dec 2019)
    • CF30 Customer (29 May 2009 to 8 Dec 2019)
    • CF3 Chief Executive (29 May 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 May 2009 to 8 Dec 2019)
  • Andrea Marangoni

    IRN AXM01496

    • CF30 Customer (2 Jan 2017 to 12 Dec 2017)
    • CF1 Director (AR) (2 Jan 2017 to 12 Dec 2017)
  • Federica Gallina

    IRN FXG01146

    • CF30 Customer (17 Jul 2009 to 1 Aug 2011)
    • CF4 Partner (17 Jul 2009 to 1 Aug 2011)
  • Federico Giannandrea

    IRN FXG01142

    • CF30 Customer (17 Jul 2009 to 28 Feb 2010)
    • CF4 Partner (17 Jul 2009 to 28 Feb 2010)
  • Gary Eade

    IRN GJE01038

    • CF4 Partner (17 Jul 2009 to 28 May 2010)
  • Haig George Bezian

    IRN HGB01025

    • CF1 Director (AR) (2 Jan 2017 to 20 Apr 2017)
    • CF30 Customer (2 Jan 2017 to 20 Apr 2017)
  • Hernan Federico Farace

    IRN HFF01007

    • CF4 Partner (16 Jul 2009 to 31 Jul 2010)
    • CF30 Customer (16 Jul 2009 to 31 Jul 2010)
  • Ivana Semeraro

    IRN IXS01160

    • CF30 Customer (16 Jul 2009 to 24 Jun 2010)
    • CF4 Partner (16 Jul 2009 to 24 Jun 2010)
  • Jens Rosebrock

    IRN JXR01254

    • CF30 Customer (since 25 Mar 2013)
    • CF1 Director (AR) (since 25 Mar 2013)
  • Surjo Sinha

    IRN SXS02073

    • CF1 Director (AR) (since 31 May 2016)
    • CF30 Customer (since 25 Mar 2013)
    • CF4 Partner (17 Jul 2009 to 15 Jul 2011)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.