Umberto Giacometti

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Significant management (since 10 May 2023)
    • [FCA CF] Manager of certification employee (since 21 Jul 2022)
    • [FCA CF] Material risk taker (since 11 Aug 2020)
    • [FCA CF] Client dealing (since 8 Oct 2018)
    • [FCA CF] Manager of certification employee (10 May 2019 to 6 Jul 2019)
    • [FCA CF] Material risk taker (1 Mar 2019 to 10 Oct 2019)
  • Nomura Bank International Plc.

    FRN 204419

    • [FCA CF] Significant management (since 10 May 2023)
    • [FCA CF] Material risk taker (since 10 May 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (12 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.