ULAS OZTURK

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Maxis Investments Ltd

    FRN 441316

    • 3. Giving personal recommendations on derivatives
    • 13. Giving personal recommendations on and dealing with derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 2 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2020)
    • CF30 Customer (12 Mar 2013 to 8 Dec 2019)

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