Ugur Gungor

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Kyte Broking Limited
FRN 174863
- [FCA CF] Client dealing (since 2 Nov 2022)
Oversea-Chinese Banking Corporation Limited (no longer approved here)
FRN 204687
- [FCA CF] Client dealing (12 Feb 2019 to 11 Jul 2019)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (18 Dec 2014 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (1 Nov 2007 to 8 Dec 2008)
- CF21 Investment Adviser (27 Feb 2006 to 31 Oct 2007)
- CF26 Customer Trading (3 Aug 2005 to 24 Feb 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.