Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (5 Nov 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (10 May 2019 to 30 Sep 2020)
- [FCA CF] Client dealing (10 May 2019 to 30 Sep 2020)
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- CF30 Customer (2 Apr 2012 to 6 Mar 2016)
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- CF30 Customer (13 May 2009 to 16 Jan 2012)
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- CF30 Customer (1 Nov 2007 to 4 Dec 2008)
- CF21 Investment Adviser (15 May 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.