Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (5 Nov 2019 to 30 Sep 2020)
    • [FCA CF] Material risk taker (10 May 2019 to 30 Sep 2020)
    • [FCA CF] Client dealing (10 May 2019 to 30 Sep 2020)
  • VTB Capital plc (no longer approved here)

    FRN 144003

    • CF30 Customer (2 Apr 2012 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (13 May 2009 to 16 Jan 2012)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 4 Dec 2008)
    • CF21 Investment Adviser (15 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.