Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 11 Nov 2025)
- [FCA CF] Manager of certification employee (since 24 Sep 2024)
- [FCA CF] Client dealing (since 16 May 2024)
-
Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 11 Nov 2025)
- [FCA CF] Manager of certification employee (since 24 Sep 2024)
- [FCA CF] Client dealing (since 16 May 2024)
-
- [FCA CF] Manager of certification employee (11 Jan 2022 to 2 Oct 2023)
- [FCA CF] Client dealing (8 Nov 2021 to 2 Oct 2023)
-
- [FCA CF] Manager of certification employee (3 Dec 2020 to 9 Sep 2021)
- [FCA CF] Client dealing (14 Oct 2016 to 6 Nov 2021)
- CF30 Customer (17 Dec 2013 to 6 Mar 2016)
-
- CF30 Customer (31 Oct 2011 to 30 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.