Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (3 Jun 2021 to 7 Apr 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Apr 2025)
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Apr 2025)
- CF30 Customer (23 Apr 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (23 Apr 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (23 Apr 2019 to 8 Dec 2019)
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- CF4 Partner (25 Aug 2015 to 28 Feb 2018)
- CF10 Compliance Oversight (19 Feb 2015 to 28 Feb 2018)
- CF11 Money Laundering Reporting (19 Feb 2015 to 28 Feb 2018)
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- CF4 Partner (7 Sep 2011 to 2 Dec 2014)
- CF30 Customer (7 Sep 2011 to 2 Dec 2014)
- CF11 Money Laundering Reporting (7 Sep 2011 to 2 Dec 2014)
- CF10 Compliance Oversight (7 Sep 2011 to 2 Dec 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.