Trevor Paul O'Loughlin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 May 2015)
    • CF30 Customer (since 6 Jan 2014)
  • O'Loughlin & Co Limited

    FRN 612480

    • (1)Employed By (since 6 Jan 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (12 Jan 2012 to 1 Nov 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 23 Sep 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (29 Jul 2002 to 1 Jul 2003)
    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 29 Jul 2002)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (29 Jul 2002 to 30 Aug 2002)
    • CF22 Investment Adviser (Trainee) (25 Jan 2002 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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