Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 17 Jan 2023)
-
Schroders IS Limited
FRN 195028
- [FCA CF] Client dealing (since 9 Sep 2020)
- CF30 Customer (26 Jul 2013 to 8 Dec 2019)
-
- CF30 Customer (8 Oct 2008 to 31 Mar 2011)
-
- CF21 Investment Adviser (20 Oct 2003 to 12 May 2004)
-
- CF21 Investment Adviser (29 Oct 2002 to 30 May 2003)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.