Tracy Woodward

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Canada Life Asset Management Limited (no longer approved here)

    FRN 194570

    • [FCA CF] Manager of certification employee (11 Dec 2023 to 31 Oct 2025)
    • SMF16 Compliance Oversight (13 Feb 2023 to 31 Jan 2024)
    • [FCA CF] Material risk taker (23 Jan 2023 to 29 Jan 2025)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • SMF16 Compliance Oversight (13 Feb 2023 to 31 Oct 2025)
    • [PRA CF] Key function holder (23 Jan 2023 to 31 Oct 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2023)
  • Stonehaven UK Ltd (no longer approved here)

    FRN 435892

    • SMF16 Compliance Oversight (13 Feb 2023 to 31 Jan 2024)
    • [FCA CF] Significant management (7 Jan 2021 to 31 Jan 2023)
  • Canada Life Platform Limited (no longer approved here)

    FRN 598800

    • SMF16 Compliance Oversight (13 Feb 2023 to 31 Oct 2025)
    • [FCA CF] Significant management (28 Apr 2021 to 31 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

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