Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF16 Compliance Oversight (24 May 2021 to 3 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (24 May 2021 to 3 Jun 2022)
- SMF27 Partner (24 May 2021 to 3 Jun 2022)
- [FCA CF] Client dealing (18 Jan 2021 to 3 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.