Tracey Louise Underwood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

D B Wood Limited
FRN 209530
- SMF3 Executive Director (since 21 May 2025)
- CF2 Non Executive Director (AR) (19 Aug 2024 to 27 Nov 2024)
- Director of firm who is not a certification employee or a SMF manager (11 Jul 2022 to 29 May 2025)
- CF30 Customer (28 Feb 2018 to 31 Dec 2018)
- CF1 Director (7 Jan 2015 to 31 Dec 2018)
- CF2 Non Executive Director (8 Jun 2010 to 23 Dec 2014)
Andy Roe Financial Services (no longer approved here)
FRN 990960
- Employed By (19 Aug 2024 to 24 Mar 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.