This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Andy Roe Financial Services

Watch for changes

FRN: 990960
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Potterdyke House

31-33 Lombard Street

Newark

NG24 1XG

UNITED KINGDOM

Phone

+4401636233200

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Philip Roe
IRN APR00004
- Employed By (20 Feb 2023 to 2 Sep 2024)
Ashley Brooks
IRN AXB00007
- Employed By (19 Aug 2024 to 24 Mar 2025)
Catherine Jane Pell
IRN CJP01201
- Employed By (1 Feb 2023 to 28 Jun 2024)
Joel Jethro Andrew Rollitt
IRN JXR00231
- Employed By (7 Jun 2024 to 27 Nov 2024)
Tracey Louise Underwood
IRN TLU01000
- Employed By (19 Aug 2024 to 24 Mar 2025)
Wendy Roe
IRN WXR00060
- Employed By (1 Feb 2023 to 2 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.