Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Feb 2014 to 8 Dec 2019)
  • The Life Sciences Division Ltd (no longer approved here)

    FRN 528138

    • CF30 Customer (4 Jan 2011 to 3 Sep 2018)
    • CF10 Compliance Oversight (4 Jan 2011 to 3 Sep 2018)
    • CF11 Money Laundering Reporting (4 Jan 2011 to 3 Sep 2018)
    • CF1 Director (4 Jan 2011 to 3 Sep 2018)
  • CYGNUS CAPITAL PARTNERS LIMITED (no longer approved here)

    FRN 496276

    • CF30 Customer (3 Jun 2009 to 30 Nov 2009)
  • Trinity Group Limited (no longer approved here)

    FRN 190910

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.