Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Karroo Capital Limited
FRN 470244
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Feb 2014 to 8 Dec 2019)
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- CF30 Customer (4 Jan 2011 to 3 Sep 2018)
- CF10 Compliance Oversight (4 Jan 2011 to 3 Sep 2018)
- CF11 Money Laundering Reporting (4 Jan 2011 to 3 Sep 2018)
- CF1 Director (4 Jan 2011 to 3 Sep 2018)
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- CF30 Customer (3 Jun 2009 to 30 Nov 2009)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.