Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Algorithmic trading (1 Mar 2020 to 11 Jun 2021)
    • [FCA CF] Material risk taker (1 Mar 2019 to 11 Jun 2021)
    • [FCA CF] Client dealing (6 Mar 2017 to 11 Jun 2021)
    • CF30 Customer (14 Nov 2013 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (27 Aug 2010 to 24 Jul 2013)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (27 Aug 2010 to 24 Jul 2013)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (7 Dec 2009 to 19 May 2010)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (7 Dec 2009 to 19 May 2010)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (1 Nov 2007 to 2 Oct 2009)
    • CF26 Customer Trading (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.