Tora Birgitte Hassel Carlsen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Naya Capital Management UK Limited
FRN 712130
- [FCA CF] Client dealing (since 27 Sep 2023)
CDAM (UK) Limited (no longer approved here)
FRN 623054
- [FCA CF] Client dealing (1 Jan 2020 to 25 Dec 2022)
- CF30 Customer (29 Oct 2019 to 8 Dec 2019)
MUFG Securities EMEA plc (no longer approved here)
FRN 124512
- CF30 Customer (1 Sep 2009 to 8 Feb 2010)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (23 Jan 2009 to 5 May 2009)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 18 Jul 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.