CDAM (UK) Limited

• Principal Place of Business

  Meadows House

  20-22 Queen Street

  London

  W1J 5PR

  UNITED KINGDOM

  Phone

  +442071830941

  Web

  http://www.cdam.co.uk

• Complaints Contact

  Meadows House

  20-22 Queen Street

  London

  W1J 5PR

  UNITED KINGDOM

  Phone

  +442071830941

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• ANASTASIA BARGAN

  IRN AXB04079

  • [FCA CF] Client dealing (1 Jan 2021 to 30 Oct 2023)
• Adam Chamberlain

  IRN AXC01474

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (4 Sep 2014 to 8 Dec 2019)
  • CF1 Director (4 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (4 Sep 2014 to 8 Dec 2019)
• Dominique Levy

  IRN DXL01175

  • SMF9 Chair of the Governing Body (since 3 Jan 2023)
  • CF30 Customer (4 Sep 2014 to 28 Feb 2017)
• Emily Hope Kibble

  IRN EXG00227

  • [FCA CF] Client dealing (since 15 Jan 2024)
• Eric Jahanchahi

  IRN CXJ01411

  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (9 Dec 2017 to 8 Dec 2019)
• Faye Ye

  IRN FXY00011

  • [FCA CF] Client dealing (since 1 Oct 2021)
• George Chamberlain

  IRN GXC02055

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10 Compliance Oversight (17 Dec 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (17 Dec 2015 to 8 Dec 2019)
• Johan Fogsgaard

  IRN JXF14731

  • [FCA CF] Client dealing (3 Jan 2023 to 1 Dec 2024)
• Lorna Vanessa Jackson

  IRN LVJ01004

  • CF30 Customer (12 Dec 2017 to 25 Feb 2019)
• Maciej Chmura

  IRN MXC02666

  • [FCA CF] Client dealing (since 1 Jan 2020)
  • CF30 Customer (4 Sep 2014 to 8 Dec 2019)

No changes recorded yet.