CDAM (UK) Limited

Date authorised
4 September 2014
Companies House
08978722
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Meadows House
    20-22 Queen Street
    London
    W1J 5PR
    UNITED KINGDOM
    Phone
    +442071830941
    Web
    http://www.cdam.co.uk

  • Complaints Contact

    Meadows House
    20-22 Queen Street
    London
    W1J 5PR
    UNITED KINGDOM
    Phone
    +442071830941

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Scott John Davies

    IRN SJD01243

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Sep 2014 to 8 Dec 2019)
    • CF30 Customer (4 Sep 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Sep 2014 to 17 Dec 2015)
    • CF10 Compliance Oversight (4 Sep 2014 to 17 Dec 2015)
  • Tora Birgitte Hassel Carlsen

    IRN TBC01008

    • [FCA CF] Client dealing (1 Jan 2020 to 25 Dec 2022)
    • CF30 Customer (29 Oct 2019 to 8 Dec 2019)
  • William Anthony Bowater Russell

    IRN WAR01011

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 3 Jan 2023)
    • CF2 Non Executive Director (7 Oct 2014 to 8 Dec 2019)
  • William Louis Hazell

    IRN WXH00148

    • [FCA CF] Client dealing (since 15 Jan 2024)
  • Zandile Nkwanyana

    IRN ZXN00007

    • [FCA CF] Client dealing (1 Oct 2020 to 30 Jun 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.