Tony Ross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 10 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 10 Feb 2021)
    • CF1 Director (AR) (since 15 Jan 2021)
    • CF30 Customer (since 15 Jan 2021)
  • Velocity Financial Planning Ltd

    FRN 940298

    • (1)Employed By (since 15 Jan 2021)
  • Cooper Parry Wealth Limited (no longer approved here)

    FRN 197193

    • [FCA CF] Client dealing (4 Aug 2020 to 21 Oct 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2020)
    • CF30 Customer (24 Feb 2016 to 8 Dec 2019)
  • Self Financial Planners Limited (no longer approved here)

    FRN 136758

    • CF30 Customer (1 Nov 2013 to 31 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.