Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (21 Jun 2022 to 29 Jun 2023)
- CF30 Customer (15 Mar 2022 to 29 Jun 2023)
- CF1 Director (AR) (15 Mar 2022 to 29 Jun 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Apr 2022)
- CF30 Customer (7 Nov 2018 to 5 Apr 2022)
- CF1 Director (AR) (7 Nov 2018 to 5 Apr 2022)
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- Employed By (7 Nov 2018 to 5 Apr 2022)
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- CF30 Customer (31 Aug 2012 to 19 Mar 2013)
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- CF30 Customer (28 Dec 2011 to 19 Oct 2012)
- CF1 Director (AR) (28 Dec 2011 to 19 Oct 2012)
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- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Jun 2003)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.