Tony Christopher Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ruby Capital Partners LLP

    FRN 430092

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (18 Dec 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (18 Dec 2017 to 8 Dec 2019)
    • CF30 Customer (18 Dec 2017 to 8 Dec 2019)
    • CF4 Partner (18 Dec 2017 to 23 Aug 2018)
  • Consulta Limited (no longer approved here)

    FRN 122397

    • CF28 Systems and controls (1 Nov 2007 to 19 Dec 2013)
    • CF1 Director (1 Jan 2006 to 19 Dec 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Dec 2013)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Dec 2013)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.