Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BRI Wealth Management PLC
FRN 122499
- 14. Managing investments
- [FCA CF] Manager of certification employee (since 28 Jul 2025)
- [FCA CF] Client dealing (since 28 Jul 2025)
- [FCA CF] Functions requiring qualifications (since 28 Jul 2025)
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- [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2020)
- SMF3 Executive Director (9 Dec 2019 to 27 Aug 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
- CF1 Director (16 Jul 2019 to 8 Dec 2019)
- CF30 Customer (23 Jan 2019 to 8 Dec 2019)
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- CF29 Significant management (11 May 2015 to 5 Jan 2017)
- CF1 Director (8 May 2014 to 11 May 2015)
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- CF30 Customer (1 May 2009 to 4 Jul 2011)
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- CF27 Investment Management (8 Aug 2003 to 26 Mar 2004)
- CF21 Investment Adviser (8 Aug 2003 to 26 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.