Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 28 Jul 2025)
    • [FCA CF] Client dealing (since 28 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Jul 2025)
  • Omnis Investments Limited (no longer approved here)

    FRN 611694

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 27 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (23 Jan 2019 to 8 Dec 2019)
    • CF29 Significant management (11 May 2015 to 5 Jan 2017)
    • CF1 Director (8 May 2014 to 11 May 2015)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (1 May 2009 to 4 Jul 2011)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF27 Investment Management (8 Aug 2003 to 26 Mar 2004)
    • CF21 Investment Adviser (8 Aug 2003 to 26 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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