Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 24 Apr 2020)
    • SMF3 Executive Director (since 24 Apr 2020)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jun 2020)
  • Whitechurch Securities Limited (no longer approved here)

    FRN 114318

    • CF30 Customer (22 Aug 2017 to 31 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.