Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Severnside Financial Planning Ltd
FRN 911899
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 1 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 24 Apr 2020)
- SMF3 Executive Director (since 24 Apr 2020)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Jun 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 5 Jun 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Jun 2020)
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- CF30 Customer (22 Aug 2017 to 31 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.