Tom Prickett

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Client dealing (since 10 Mar 2026)
    • SMF6 Head of Key Business Areas (since 15 Oct 2025)
    • [FCA CF] Significant management (22 Aug 2025 to 15 Oct 2025)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 10 Mar 2026)
    • SMF22 Other Local Responsibility (since 15 Oct 2025)
    • [FCA CF] Significant management (22 Aug 2025 to 15 Oct 2025)
    • [FCA CF] Client dealing (22 Aug 2025 to 23 Aug 2025)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Client dealing (since 10 Mar 2026)
    • SMF22 Other Local Responsibility (since 15 Oct 2025)
    • [FCA CF] Client dealing (22 Aug 2025 to 23 Aug 2025)
    • [FCA CF] Significant management (22 Aug 2025 to 15 Oct 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • SMF3 Executive Director (5 Jan 2024 to 5 Feb 2025)
    • SMF22 Other Local Responsibility (16 Nov 2023 to 5 Jan 2024)
    • [FCA CF] Client dealing (29 Jul 2022 to 16 Nov 2023)
    • [FCA CF] Significant management (26 Jul 2018 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Sep 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • SMF22 Other Local Responsibility (5 Jan 2024 to 19 Mar 2025)
    • SMF21 EEA Branch Senior Manager (EBSM) (9 Dec 2019 to 20 Jan 2022)
    • CF30 Customer (19 Jan 2019 to 8 Dec 2019)
    • CF29 Significant management (23 Oct 2018 to 8 Dec 2019)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • SMF6 Head of Key Business Areas (16 Nov 2023 to 24 Feb 2025)
    • [FCA CF] Significant management (26 Jul 2018 to 1 Sep 2021)
    • [FCA CF] Material risk taker (17 May 2017 to 1 Sep 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 1 Sep 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 1 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (8 Aug 2005 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (26 May 2023 to 30 Jul 2025)
    • CF30 Customer (2 Jun 2008 to 30 Dec 2009)
  • iSwap Euro Limited (no longer approved here)

    FRN 544874

    • SMF3 Executive Director (9 Dec 2019 to 3 Aug 2020)
    • CF1 Director (30 Mar 2016 to 8 Dec 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.