Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PGIM Private Capital Limited
FRN 172071
- [FCA CF] Client dealing (since 1 Jul 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (20 Sep 2011 to 8 Dec 2019)
- CF1 Director (29 Oct 2007 to 8 Dec 2019)
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- CF30 Customer (28 Sep 2012 to 12 Sep 2018)
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- CF1 Director (3 Dec 2007 to 11 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.