Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 4 Mar 2026)
    • SMF1 Chief Executive (since 1 Aug 2025)
    • SMF3 Executive Director (since 1 Aug 2025)
    • Director of firm who is not a certification employee or a SMF manager (10 Mar 2025 to 31 Jul 2025)
    • SMF3 Executive Director (since 22 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Aug 2023 to 27 Dec 2023)
    • [FCA CF] Manager of certification employee (since 1 Mar 2021)
    • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Jan 2010)
    • CF21 Investment Adviser (24 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Feb 2006 to 24 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.