Toby Walter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lowell Financial Ltd (no longer approved here)

    FRN 730175

    • SMF7 Group Entity Senior Manager (4 Dec 2023 to 30 Sep 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (28 Apr 2020 to 5 Nov 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2018 to 7 Aug 2020)
    • [FCA CF] Significant management (1 Jul 2018 to 6 Aug 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Significant management (4 Sep 2019 to 7 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (15 Feb 2018 to 7 Aug 2020)
    • [FCA CF] Manager of certification employee (25 Jul 2017 to 7 Aug 2017)
  • The Charity Bank Limited (no longer approved here)

    FRN 207701

    • Director of firm who is not a certification employee or a SMF manager (1 Dec 2016 to 26 Feb 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.