Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF1 Director (AR) (11 Dec 2015 to 19 Jun 2019)
    • CF10a CASS Oversight function (20 Aug 2013 to 8 Dec 2019)
    • CF4 Partner (20 Jun 2013 to 8 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Dec 2015)
    • CF3 Chief Executive (1 Dec 2016 to 8 Dec 2019)
    • CF4 Partner (AR) (6 Mar 2015 to 1 Jun 2015)
    • CF4 Partner (21 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2014 to 13 Nov 2019)
    • CF11 Money Laundering Reporting (21 Jul 2014 to 13 Nov 2019)
    • (5)Employed By (since 11 Dec 2015)
  • Rubrics Asset Management (UK) Limited (no longer approved here)

    FRN 694948

    • (7)Employed By (11 Dec 2015 to 25 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

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