Toby James Mansfield

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Claritas Financial Planning Ltd

    FRN 968244

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Significant management (since 1 Sep 2022)
    • [FCA CF] Client dealing (since 1 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Sep 2022)
    • [FCA CF] Manager of certification employee (since 1 Sep 2022)
    • [FCA CF] Material risk taker (since 1 Sep 2022)
    • Responsibility for MCD Intermediation (since 1 Sep 2022)
    • Responsible for Insurance Distribution (since 1 Sep 2022)
    • SMF16 Compliance Oversight (since 1 Sep 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Sep 2022)
    • SMF3 Executive Director (since 1 Sep 2022)
  • Toby Mansfield (no longer approved here)

    FRN 417639

    • Employed By (22 Dec 2004 to 13 Oct 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (13 Dec 2002 to 20 May 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Dec 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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