Toby Ducker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AXIS Underwriting Limited (no longer approved here)
FRN 311833
- SMF9 Chair of the Governing Body (29 Mar 2020 to 4 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 4 May 2023)
- CF1 Director (11 Jul 2019 to 8 Dec 2019)
AXIS Managing Agency Ltd. (no longer approved here)
FRN 754962
- SMF24 Chief Operations (25 Jun 2019 to 4 May 2023)
Pinnacle Insurance Management Services Limited (no longer approved here)
FRN 315503
- CF28 Systems and controls (25 Oct 2016 to 3 Mar 2017)
BMS GROUP LIMITED (no longer approved here)
FRN 309686
- CF28 Systems and controls (18 May 2015 to 31 Jan 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.