Tobias Sommer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (15 Nov 2022 to 8 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 8 Aug 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 27 Jun 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2022 to 8 Aug 2023)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • [FCA CF] Client dealing (14 Jan 2020 to 26 Oct 2021)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (29 Sep 2017 to 24 Aug 2019)
  • Evercore Partners International LLP (no longer approved here)

    FRN 532714

    • CF30 Customer (11 Oct 2012 to 31 Jan 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.