Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2026)
    • SMF27 Partner (since 1 Jan 2026)
    • [FCA CF] Client dealing (since 29 Oct 2025)
    • [FCA CF] Significant management (29 Oct 2025 to 31 Dec 2025)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • SMF18 Other Overall Responsibility (29 Apr 2024 to 11 Jul 2025)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • [FCA CF] Material risk taker (6 Apr 2021 to 31 Aug 2022)
    • [FCA CF] Client dealing (6 Apr 2021 to 31 Aug 2022)
    • [FCA CF] Manager of certification employee (6 Apr 2021 to 31 Aug 2022)
    • [FCA CF] Significant management (6 Apr 2021 to 31 Aug 2022)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jan 2021)
  • Aviva Investors UK Fund Services Limited (no longer approved here)

    FRN 119310

    • [FCA CF] Material risk taker (9 Dec 2019 to 11 Jan 2021)

Recent activity

Updates to this individual's record on the FCA register.

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