Tina Ann Walker

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Scottish Widows Schroder Personal Wealth Limited

    FRN 830170

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 14 Jun 2023)
    • [FCA CF] Functions requiring qualifications (since 25 Sep 2020)
    • [FCA CF] Client dealing (25 Sep 2020 to 3 Jul 2023)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (17 Jan 2017 to 8 Dec 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Jul 2014 to 5 Dec 2014)
    • CF21 Investment Adviser (9 Sep 2002 to 29 Jun 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF21 Investment Adviser (9 Sep 2002 to 1 Oct 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF21 Investment Adviser (9 Sep 2002 to 9 Sep 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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