Tina Adele Curtis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY

    FRN 114724

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 May 2022)
  • Coutts & Company

    FRN 122287

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 May 2022)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 8 Oct 2021)
    • [FCA CF] Client dealing (6 Aug 2020 to 8 Oct 2021)
    • CF30 Customer (21 Jul 2017 to 8 Dec 2019)
  • Argentis Wealth Management Ltd (no longer approved here)

    FRN 419331

    • CF30 Customer (1 Nov 2013 to 14 Jul 2017)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (6 Dec 2011 to 31 May 2013)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • CF30 Customer (1 Nov 2011 to 1 Nov 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (12 Dec 2008 to 29 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

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