Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Austin Friars Financial Services LLP
FRN 798996
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (17 May 2018 to 8 Dec 2019)
- CF4 Partner (17 May 2018 to 8 Dec 2019)
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- CF4 Partner (AR) (4 Feb 2017 to 3 Jul 2018)
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- Employed By (4 Feb 2017 to 3 Jul 2018)
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- (6)Employed By (17 Feb 2010 to 26 Jun 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.