Austin Friars Financial Services LLP

Date authorised
17 May 2018
Companies House
OC419618
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    23 Austin Friars
    London
    EC2N 2QP
    UNITED KINGDOM
    Phone
    +442037500001
    Web
    https://www.austinfriars.city

  • Complaints Contact

    23 Austin Friars
    London
    EC2N 2QP
    UNITED KINGDOM
    Phone
    +442037500001

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andre Botes

    IRN AXB02322

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Anton Syrocki

    IRN AXS01878

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Costas Costa

    IRN CXC02292

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 17 May 2018)
    • CF4 Partner (17 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (17 May 2018 to 30 Sep 2018)
  • Jack Richard Ford

    IRN JXF00198

    • [FCA CF] Functions requiring qualifications (23 Nov 2022 to 1 Aug 2023)
  • Sarah Louise Dobson

    IRN SXD00521

    • [FCA CF] Functions requiring qualifications (25 Feb 2022 to 29 Feb 2024)
  • Thomas Edward Jukes

    IRN TXJ00073

    • [FCA CF] Functions requiring qualifications (26 May 2020 to 31 Mar 2024)
  • Timothy Scorer

    IRN TXS01464

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 May 2018 to 8 Dec 2019)
    • CF4 Partner (17 May 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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