Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Wealth Management Consultants Ltd (no longer approved here)

    FRN 138903

    • CF3 Chief Executive (22 Apr 2010 to 30 Nov 2015)
    • CF30 Customer (1 Nov 2007 to 1 Jan 2013)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Nov 2015)
    • CF11 Money Laundering Reporting (29 Sep 2004 to 1 Jun 2009)
    • CF10 Compliance Oversight (29 Sep 2004 to 1 Jun 2007)
    • CF8 Apportionment and Oversight (29 Sep 2004 to 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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